Examining private fund finance & compliance in a shifting regulatory environment

With increasing responsibilities, investor demands and regulatory requirements, CFOs and CCOs are wearing multiple hats while navigating an evolving regulatory environment.

The Private Fund Compliance Forum San Francisco is poised to examine what senior finance and compliance professionals are balancing in order to meet investor and regulatory demands. Attendees will discuss what should be on the radar for CFOs and CCOs and what has impacted the private fund industry thus far and what to expect in the years to come.

The Forum provides a platform for private equity and venture capital CFOs and CCOs to come together to discuss where finance and compliance roles intersect and the strategies for approaching emerging issues and evolving responsibilities.

Key topics to be covered at the event:

  • Cybersecurity
  • SEC exams
  • Fee and expense allocations
  • Conflicts of interest, valuations
  • How to grow your firm

2019 speakers

Keynote speaker

José Cisneros
City of San Francisco

Keynote speaker

Melissa Dickerson
Chief Financial Officer and Managing Director, Operations
Genstar Capital

Featured SEC speaker

Kristin Snyder
Co-Deputy Director, Office of Compliance Inspections and Examinations (OCIE)
U.S. Securities and Exchange Commission

Featured SEC speaker

Andrew Weilbacher
Senior Specialized Examiner in the Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission

2019 brochure now available for download! 

Download the brochure to view:

– Speaker lineup

– Agenda highlights 

– Networking opportunities 

– Discussion topics

and more! 

Why attend the Forum?

Explore critical changes
Learn about the latest approaches for mitigating risk and managing the firm’s compliance program.

Connect with the industry
Join 125+ finance and compliance professionals to discuss how to effectively manage their dual-hatted functions. Build relationships that last through the refreshment breaks, drinks receptions and networking lunches.

CFO/CCO hot topics
Discover new ways to deal with conflicts of interest, cybersecurity, tax changes, expense allocations and valuations.

What our attendees say about the event

Noah Becker

CFO, LLR Partners

Very well done and good mix of topics and speakers.

David Ludwig

Director Business Development, Vistra

Good conference, lot’s of C-level exec’s. The outsourcing breakout session was excellent!

Bryan Hiller

Business Development Executive, Kroll

Excellent group of participants highly engaged throughout.

Satisfy your annual CLE & CPE requirements at this year’s Forum

Up to 12 CPE & 8.5 CLE credits available 

PEI is registered with the National Association of State Boards of Accountancy
(NASBA) as a sponsor of continuing professional education on the National Registry
of CPE Sponsors. State boards of accountancy have final authority on the acceptance
of individual courses for CPE credit. Complaints regarding registered sponsors may
be addressed to the National Registry of CPE Sponsors through its website: www.

2018 Attendees

Aberdeen Standard Investments
ACA Aponix
Ares Management, LLC
Bain Capital, LP
City and County of San Francisco
Clearlake capital Group, L.P.
GI Partners
Insight Equity
Kirkland & Ellis
KSL Capital Partners
Liberty Advisor Group
Monroe Capital, LLC
Pathway Capital Management LP
Ridgemont Equity Partners
Spectrum Equity
Starr Investment Holdings LLC
U.S. Securities and Exchange Commission
Vance Street Capital

Stay tuned as our team works to put together the best program for all attendees. Interested in participating at the 2020 Forum?
Alma Subasic at alma.s@peimedia.com or +1 646-356-4521


Stay tuned as our team works to put together the best program for all attendees. Interested in speaking at the 2020 Forum?

 Please contact:
Alma Subasic at alma.s@peimedia.com or +1 646-356-4521

Showcase your company at the event

The Private Fund Compliance Forum San Francisco 2020 will offer a unique opportunity for organizations to raise their profile by meeting with the senior private equity finance and compliance professionals across two days of engaging panel discussions and networking opportunities.

For exclusive sponsorship packages for 2019, contact Jimmy Kurtovic at jimmy.k@peimedia.com or call +1 646-795-3273.

2019 Lead sponsor

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2019 Supporting associations

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2019 Media sponsor

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2019 Host publications

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515 Mason St, San Francisco, CA 94102

JW Marriott San Francisco


Hotel accommodations are also available at the JW Marriott. We have arranged a special conference rate of $319.00 + tax. Rooms are limited and are on a first-come-first-served basis; early booking is strongly advised. Deadline to book is by September 18th, 2019.


Pre-Event Resources

How big is your compliance team?

The in-house counsel, chief financial officer and other executives at private equity firms are often asked to juggle compliance responsibilities in addition to their non-compliance tasks. How does your firm stack up?