Earn CLE & CPE credits
New for this year, CLE credits are now available! In addition to CPE, PEI is pleased to offer our attendees continuing legal education credits.
Gain actionable tools & strategies
Acquire tips and tricks for structuring and running an effective compliance program from experienced CCOs, General Counsels and the SEC.
Connect with your peers
This unique event affords compliance professionals the opportunity to exchange ideas, benchmark strategies and learn how to handle current trends impacting the industry.
» Key takeaways from major enforcement and litigation actions against private funds
» ESG considerations for private equity funds
» Moving from single to multiple strategies: As a private equity firm grows, what are the cost-efficient strategies for dealing with the expanding compliance function?
» In the interim: How are firms practically handling the SEC’s advertising proposal and its potential application to social media platforms?
» What should a compliance executive think about when a business enters into a co-investment arrangement?
» CCO and CFO and COO and…small(er) firm compliance challenges
» CCO Think-Tank
Previous attendees included:
What our attendees say about the Forum
This is the most informative of the conferences I do every year
Leerink Capital Partners
One of my go to events each year due to the timely program content and excellent panelists.
Excellent event, with all topics being highly relevant
Earn CLE & CPE credits
PEI is registered with the National Association of State Boards of Accountancy
(NASBA) as a sponsor of continuing professional education on the National Registry
of CPE Sponsors. State boards of accountancy have final authority on the acceptance
of individual courses for CPE credit. Complaints regarding registered sponsors may
be addressed to the National Registry of CPE Sponsors through its website: www.
Interested in speaking at the 2021 Forum? Please contact Kellie Greene at email@example.com .
Deputy Chief Compliance Officer, Hamilton Lane
Associate General Counsel and Deputy Chief Compliance Officer, Palladium Equity Partners, LLC
Chief Operating Officer, GC and CCO, ACON Investments, L.L.C.
Senior Vice President, CDFI Lending & Investing ESG Capital Deployment, Bank of America
General Counsel and Managing Director, Almanac Realty Investors
General Counsel & Chief Compliance Officer, NovaQuest Capital Management
Chief Compliance Officer, WaterEquity
Chief Legal and Compliance Officer, JCR Capital
Chief Compliance Officer, Onex Corporation
Principal and Chief Compliance Officer, Stone Point Capital
Chief Financial Officer and Chief Compliance Officer, Equity International
Director of Compliance, PGIM, Inc. - Prudential Capital Group
Managing Director and Chief Compliance Officer, Wafra
Managing Director and Chief Compliance Officer, Annaly Capital Management,Inc.
CEO & Founder, Silver Regulatory Associates
Associate General Counsel & Deputy Chief Compliance Officer, GI Partners
Chief Compliance Officer and Corporate Counsel, StepStone Group
General Counsel & Chief Compliance Officer ,CapitalSpring
Chief Compliance Officer, Searchlight Capital Partners
Chief Compliance Officer, Thomas H. Lee Partners, LP
Co-Chief Human Resources Officer, TowerBrook Capital Partners LP
General Counsel and Chief Compliance Officer, Declaration Partners, LP
Assistant Director, Co-Head Private Funds Unit, Securities and Exchange Commission
Partner, Latham and Watkins
Senior Vice President and Chief Compliance Officer, EIG Global Energy Partners
Senior Fellow, Center for Intelligence and National Security, University of Oklahoma
CFO, CCO, JLL Partners, LLC
Director, Legal and Chief Compliance Officer, Thoma Bravo
Senior Compliance Counsel & Fund Counsel, Audax Group
General Counsel, Siris Capital Group, LLC
CEO, Alaric Compliance Services, LLC
Managing Director and Chief Compliance Officer, Siguler Guff and Company, LP
Satisfy your continuing education credit requirements
New for this year, attendees can now fulfill their CLE credit requirements in addition to CPE credits!
PEI is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors through its website: www.NASBARegistry.org.