Why you should attend

Earn CLE & CPE credits

New for last year, CLE credits were available! In addition to CPE, PEI is pleased to offer our attendees continuing legal education credits.

Gain actionable tools & strategies

Acquire tips and tricks for structuring and running an effective compliance program from experienced CCOs, General Counsels and the SEC.

Connect with your peers

This unique event offered compliance professionals the opportunity to exchange ideas, benchmark strategies and learn how to handle current trends impacting the industry.

Agenda highlights were

Considerations for private fund compliance managers in the new administration

» Lessons learned in managing risk during COVID-19

» Procedures for diversity and ESG implementation

» What you need to know about the new marketing rule

» The proposed HSR rule changes

» CCO and CFO and COO and…small(er) firm compliance challenges

» CCO/GC Think-Tank

What our attendees say about the Forum


Gabriel Willey

This is the most informative of the conferences I do every year

Leerink Capital Partners

Liz Staley

One of my go to events each year due to the timely program content and excellent panelists.

Omega Funds

Mark Russell

Excellent event, with all topics being highly relevant

Earn CLE & CPE credits

PEI is registered with the National Association of State Boards of Accountancy
(NASBA) as a sponsor of continuing professional education on the National Registry
of CPE Sponsors. State boards of accountancy have final authority on the acceptance
of individual courses for CPE credit. Complaints regarding registered sponsors may
be addressed to the National Registry of CPE Sponsors through its website: www.