Defining the evolution of the private equity CCO

Evolving responsibilities and emerging regulations pose unique challenges for today’s CCOs. The Private Fund Compliance Forum dissects critical changes in the regulations governing private equity, the impact on compliance processes and provides the latest approaches for managing the firm’s compliance program.

The Forum is an established industry resource for compliance professionals to gain practical insights and best practices from leading compliance experts. With a rich history of breaking critical industry information, notably the Spreading Sunshine in Private Equity speech, private fund compliance professionals make this the one event they must attend annually.

Now entering its eleventh year, the Private Fund Compliance Forum remains an essential resource for Chief Compliance Officers and General Counsels to convene for access to crucial regulatory and compliance program updates.

Highlights from last year’s Forum included:

  • Restructuring the compliance function
  • An examination of SEC 2019 priorities
  • Strategic approaches for enriching compliance programs
  • Identifying and using the latest technology for PE compliance
  • Assessing the intersection of valuation and regulation and the impact on compliance processes
  • Enhancing diversity within the firm and portfolio companies
  • Impact of tax reform on private fund compliance
  • Reexamining the relationship between outsourcing and compliance
  • Optimizing the use of technology in PE compliance
  • Evolution of the valuation process and regulatory overlap

2019 Keynote speaker

Marc P. Berger
Regional Director
New York Regional Office
U.S. Securities and Exchange Commission

Marc P. Berger was named Director of the New York Regional Office in December 2017. The New York office has responsibility for the largest concentration of SEC-registered financial institutions, including more than 4,000 investment banks, investment advisers, broker-dealers,mutual funds, and hedge funds. Mr. Berger will sit down for an engaging conversation addressing a range of issues including the current state of private equity regulation and what compliance professionals should be addressing within their firms.

Last year's attendees included:

Am Fam Ventures
Bain Capital, LP
Brookfield Asset Management
CCMP Capital
Clearlake Capital Group
Frontier Capital
GTIS Partners
Irving Place Capital
Kainos Capital
Kohlberg & Company
LaSalle Investment Management
Oak Hill Capital Partners
The Riverside Company
Silver Lake
Starr Investment Holdings LLC
StepStone Group
Stone Point Capital
Vector Capital
Welsh, Carson, Anderson & Stowe
Wynnchurch Capital, LLC

Access the event resources

What our attendees say about the Forum

A quote icon for decorating the content PCCP

Gabriel Willey

This is the most informative of the conferences I do every year

A quote icon for decorating the content Leerink Capital Partners

Liz Staley

One of my go to events each year due to the timely program content and excellent panelists.

A quote icon for decorating the content Omega Funds

Mark Russell

Excellent event, with all topics being highly relevant

Up to 12 CPE credits available 

PEI is registered with the National Association of State Boards of Accountancy
(NASBA) as a sponsor of continuing professional education on the National Registry
of CPE Sponsors. State boards of accountancy have final authority on the acceptance
of individual courses for CPE credit. Complaints regarding registered sponsors may
be addressed to the National Registry of CPE Sponsors through its website: www.

Pre-Event Resources

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2019 Brochure

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2019 Agenda

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2019 Attendee list

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Compliance whitepaper

2019 Sponsors

The Forum offers a unique opportunity for organizations to raise their profile by meeting with the largest gathering of private equity marketing and communications professionals across two days of sessions.

For exclusive sponsorship packages, contact Jimmy Kurtovic at or +1 646 795 3273.


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