Defining the evolution of the private equity CCO
Evolving responsibilities and emerging regulations pose unique challenges for today’s CCOs. The Private Fund Compliance Forum dissects critical changes in the regulations governing private equity, the impact on compliance processes and provides the latest approaches for managing the firm’s compliance program.
The Forum is an established industry resource for compliance professionals to gain practical insights and best practices from leading compliance experts. With a rich history of breaking critical industry information, notably the Spreading Sunshine in Private Equity speech, private fund compliance professionals make this the one event they must attend annually.
Now entering its eleventh year, the Private Fund Compliance Forum remains an essential resource for Chief Compliance Officers and General Counsels to convene for access to crucial regulatory and compliance program updates.
Highlights from last year’s Forum included:
- Restructuring the compliance function
- An examination of SEC 2019 priorities
- Strategic approaches for enriching compliance programs
- Identifying and using the latest technology for PE compliance
- Assessing the intersection of valuation and regulation and the impact on compliance processes
- Enhancing diversity within the firm and portfolio companies
- Impact of tax reform on private fund compliance
- Reexamining the relationship between outsourcing and compliance
- Optimizing the use of technology in PE compliance
- Evolution of the valuation process and regulatory overlap
2019 Keynote speaker
Marc P. Berger
New York Regional Office
U.S. Securities and Exchange Commission
Marc P. Berger was named Director of the New York Regional Office in December 2017. The New York office has responsibility for the largest concentration of SEC-registered financial institutions, including more than 4,000 investment banks, investment advisers, broker-dealers,mutual funds, and hedge funds. Mr. Berger will sit down for an engaging conversation addressing a range of issues including the current state of private equity regulation and what compliance professionals should be addressing within their firms.
Last year's attendees included:
Access the event resources
What our attendees say about the Forum
This is the most informative of the conferences I do every year
Leerink Capital Partners
One of my go to events each year due to the timely program content and excellent panelists.
Excellent event, with all topics being highly relevant
Up to 12 CPE credits available
PEI is registered with the National Association of State Boards of Accountancy
(NASBA) as a sponsor of continuing professional education on the National Registry
of CPE Sponsors. State boards of accountancy have final authority on the acceptance
of individual courses for CPE credit. Complaints regarding registered sponsors may
be addressed to the National Registry of CPE Sponsors through its website: www.
The Forum offers a unique opportunity for organizations to raise their profile by meeting with the largest gathering of private equity marketing and communications professionals across two days of sessions.
For exclusive sponsorship packages, contact Jimmy Kurtovic at email@example.com or +1 646 795 3273.